UBS Team Managing $430 Million Joins First Kentucky Securities | On Wall Street

UBS Team Managing $430 Million Joins First Kentucky SecuritiesBY: ANDREW WELSCHSOURCEMEDIATUESDAY, JUNE 17, 2014 PRINT EMAIL REPRINTSinShare A UBS advisor team managing about $430 million in assets jumped ship to regional broker-dealer First Kentucky Securities.The team, known as Kiper-O’Connor Wealth Management, generated $1.5 million in revenue while at UBS.  The group’s members have been together since 2005, and are now based at First Kentucky’s Louisville, KY.-office.The team’s most senior member, Kevin O’Connor, has three decades of industry experience. He started his career in 1984 at Merrill Lynch, according to FINRA records, and later moved on to Dean Witter in 1987 and UBS in 2005. Team member Steven Kiper, a former pilot, had worked at UBS since 2000.

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